AXT INC - Director's Dealing 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2020-10-05

Reporting Person: FISCHER GARY L (VP, CFO & Corporate Secretary)

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-05	Common Stock	M	7562	$2.29	Acquired	208021	Direct
2020-10-05	Common Stock	S	7562	$6.54	Disposed	200459	Direct
2020-10-05	Common Stock	M	3946	$2.47	Acquired	204405	Direct
2020-10-05	Common Stock	S	3946	$6.54	Disposed	200459	Direct
2020-10-05	Common Stock	M	8392	$2.18	Acquired	208851	Direct
2020-10-05	Common Stock	S	8392	$6.67	Disposed	200459	Direct

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-05	Stock Options	$2.29	M	7562	Disposed	2024-06-02	Common Stock (7562)	Direct
2020-10-05	Stock Options	$2.47	M	3946	Disposed	2024-11-03	Common Stock (3946)	Direct
2020-10-05	Stock Options	$2.18	M	8392	Disposed	2025-11-02	Common Stock (8392)	Direct

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.