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AXT INC Director's Dealing 2019

Dec 31, 2019

33597_dirs_2019-12-30_183da8f9-b253-457a-b722-18a52a376dd7.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2019-12-23

Reporting Person: Uni-Pixel (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-23 Common Stock A 0 Acquired 0 Direct

Footnotes

F1: This Form 4 was filed in error for the incorrect reporting person. Uni-Pixel, Inc. is not the beneficial owner of any securities of AXT, Inc.

F2: The reporting person did not receive a grant of a restricted stock award.