AXT INC — Director's Dealing 2019

Dec 31, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2019-12-23

Reporting Person: CHRISTINE RUSSELL (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-23	Common Stock	A	6179	—	Acquired	6179	Direct

Footnotes

F1: Represents grant of restricted stock award, 100% shares of common stock shall vest on May 21, 2020 (date of AXT, Inc.'s annual shareholder meeting), conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.