AXT INC — Director's Dealing 2017

Nov 8, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2017-08-08

Reporting Person: Ochrym Robert G (VP Business Development)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-08-08	Common Stock	M	38869	$5.34	Acquired	74869	Direct
2017-08-08	Common Stock	S	38869	$8.02	Disposed	36000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-08-08	Stock Options	$5.34	M	38869	Disposed	2021-08-02	Stock Option (38869)	Direct