AXT INC — Director's Dealing 2017

Nov 17, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2017-11-16

Reporting Person: FISCHER GARY L (VP, CFO & Corporate Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-16	Common Stock	M	9750	$2.29	Acquired	84515	Direct
2017-11-16	Common Stock	S	20000	$9.16	Disposed	64515	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-16	Stock Options	$2.29	M	2.29	Acquired	2025-06-02	Common Stock (9750)	Direct