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AXT INC Director's Dealing 2017

Dec 19, 2017

33597_dirs_2017-12-19_42abd30f-5a63-4213-abe4-83779cf95cf1.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2017-11-28

Reporting Person: CHEN JESSE (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-28 Common Stock M 15000 $10.35 Disposed 121101 Direct

Footnotes

F1: Instead of 106,101 reported on 11/28, the correct securities beneficially owned should be 121,101.