AXT INC — Director's Dealing 2016

May 31, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2016-05-26

Reporting Person: LEBLANC LEONARD J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-05-26	Common Stock	A	16260	—	Acquired	159134	Direct

Footnotes

F1: Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the continued status as a service provider on each relevant vesting date.