AXT INC — Director's Dealing 2016

Aug 30, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2016-08-29

Reporting Person: Ochrym Robert G (VP Business Development)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-29	Common Stock	M	26577	$2.04	Acquired	55577	Direct
2016-08-29	Common Stock	S	26577	$4.39	Acquired	29000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-29	Stock option	$2.04	M	26577	Disposed	2019-10-26	Common Stock (26577)	Direct

Footnotes

F1: Price in Column 4 is a weighted average price. Prices actually sold between $4.38 to $4.39