AXT INC — Director's Dealing 2015

Jun 30, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2015-06-29

Reporting Person: HOU HONG Q (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-06-29	Common Stock	A	300000	—	Acquired	300000	Direct

Footnotes

F1: Represents the grant of a restricted stock award, which 75,000 shares vested on 6/29/2015 and the remaining 225,000 shares vests in eight equal installments on each June 30 and December 31 (except there will be no such vesting for June 30, 2015), conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.