AXT INC — Director's Dealing 2015

Aug 25, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2015-08-25

Reporting Person: Zhang Davis ((Former) President, JV Ops)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-08-21	Common Stock	S	7000	$2.16	Disposed	173123	Direct
2015-08-24	Common Stock	M	50000	$1.33	Acquired	223123	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-08-24	Stock Options (right to buy)	$1.33	M	50000	Disposed	2015-09-02	Common Stock (50000)	Direct

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.14 to $2.17