AXT INC — Director's Dealing 2015

Aug 21, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2015-08-20

Reporting Person: Zhang Davis ((Former) President, JV Ops)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-08-18	Common Stock	S	5350	$2.22	Disposed	197123	Direct
2015-08-19	Common Stock	S	10000	$2.21	Disposed	187123	Direct
2015-08-20	Common Stock	S	7000	$2.15	Disposed	180123	Direct

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.20 to $2.23

F2: The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.05 to $2.25

F3: The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.14 to $2.17