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AXT INC — Director's Dealing 2010
Nov 2, 2010
33597_dirs_2010-11-02_3966a433-913f-4a59-8162-f0b93ccd1e7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2010-11-02
Reporting Person: Ochrym Robert G (VP Business Development)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-02 | common stock | $6.31 | S | 5175 | Acquired | 2017-10-22 | common stock (5175) | Direct |
| 2010-11-02 | common stock | $4.81 | S | 9792 | Acquired | 2016-10-27 | common stock (9792) | Direct |
| 2010-11-02 | common stock | $1.33 | S | 3500 | Acquired | 2015-09-02 | common stock (3500) | Direct |
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