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AXT INC — Director's Dealing 2010
Nov 9, 2010
33597_dirs_2010-11-09_b38c989d-1444-444e-ae10-da31433499f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2010-11-04
Reporting Person: YOUNG MORRIS S (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-04 | Common Stock | G | 5000 | — | Disposed | 336462 | Indirect |
Footnotes
F1: Shares held directly by the Young Family Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
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