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AXT INC — Director's Dealing 2010
Nov 30, 2010
33597_dirs_2010-11-29_4741cab3-f543-4aa3-8a14-58275f1952e7.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2010-11-24
Reporting Person: YOUNG MORRIS S (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-24 | Common Stock | M | 77500 | $1.38 | Acquired | 156820 | Direct |
| 2010-11-24 | Common Stock | S | 13000 | $8.49 | Disposed | 143820 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-24 | Stock Options (right to buy) | $1.38 | M | 77500 | Disposed | 2013-07-21 | Common Stock (77500) | Direct |
Footnotes
F1: This amends and restates the Reporting Person's Form 4 that was filed on November 24, 2010.
F2: 1/4 vesting on first anniversary, 1/48 monthly thereafter.
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