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AXT INC Director's Dealing 2010

Nov 30, 2010

33597_dirs_2010-11-29_4741cab3-f543-4aa3-8a14-58275f1952e7.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2010-11-24

Reporting Person: YOUNG MORRIS S (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-11-24 Common Stock M 77500 $1.38 Acquired 156820 Direct
2010-11-24 Common Stock S 13000 $8.49 Disposed 143820 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-11-24 Stock Options (right to buy) $1.38 M 77500 Disposed 2013-07-21 Common Stock (77500) Direct

Footnotes

F1: This amends and restates the Reporting Person's Form 4 that was filed on November 24, 2010.

F2: 1/4 vesting on first anniversary, 1/48 monthly thereafter.