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AXT INC — Director's Dealing 2009
Aug 11, 2009
33597_dirs_2009-08-10_185ec157-d5e1-4fea-a43f-777f8208702c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2009-07-16
Reporting Person: YOUNG MORRIS S (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-07-16 | Stock Options (right to buy) | $1.59 | A | 300000 | Acquired | 2019-07-16 | Common Stock (300000) | Direct |
Footnotes
F1: Vesting of each option commenced July 16, 2009, the date of grant, and continues over four years at the rate of 1/4 on the one-year anniversary of the date of grant, and 1/48 per month thereafter.
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