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AXT INC Director's Dealing 2009

Aug 11, 2009

33597_dirs_2009-08-10_185ec157-d5e1-4fea-a43f-777f8208702c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2009-07-16

Reporting Person: YOUNG MORRIS S (Director, Chief Executive Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-07-16 Stock Options (right to buy) $1.59 A 300000 Acquired 2019-07-16 Common Stock (300000) Direct

Footnotes

F1: Vesting of each option commenced July 16, 2009, the date of grant, and continues over four years at the rate of 1/4 on the one-year anniversary of the date of grant, and 1/48 per month thereafter.