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Axos Financial, Inc. — Director's Dealing 2024
Nov 8, 2024
31033_dirs_2024-11-08_a29ed2d5-98c7-4cfe-8e4e-c666ac78bbac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axos Financial, Inc. (AX)
CIK: 0001299709
Period of Report: 2024-11-06
Reporting Person: Garrabrants Gregory (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-06 | Common Stock | G | 5200 | $81.55 | Disposed | 1465377 | Direct |
| 2024-11-06 | Common Stock | S | 19000 | $81.2062 | Disposed | 1446377 | Direct |
| 2024-11-06 | Common Stock | S | 106000 | $82.0097 | Disposed | 1340377 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2695 | Indirect |
| Common Stock | 170680 | Indirect |
Footnotes
F1: This transaction represents a charitable donation of 5,200 shares of common stock of the Issuer to a charitable fund on November 06, 2024. The Issuer's common stock was transferred at $81.55, resulting in a value for the donation of $424,060
F2: These transactions were executed in multiple trades, at prices ranging from $81.14 to $81.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
F3: These transactions were executed in multiple trades, at prices ranging from $81.50 to $82.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.