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Axos Financial, Inc. Director's Dealing 2024

Nov 8, 2024

31033_dirs_2024-11-08_a29ed2d5-98c7-4cfe-8e4e-c666ac78bbac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axos Financial, Inc. (AX)
CIK: 0001299709
Period of Report: 2024-11-06

Reporting Person: Garrabrants Gregory (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-11-06 Common Stock G 5200 $81.55 Disposed 1465377 Direct
2024-11-06 Common Stock S 19000 $81.2062 Disposed 1446377 Direct
2024-11-06 Common Stock S 106000 $82.0097 Disposed 1340377 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2695 Indirect
Common Stock 170680 Indirect

Footnotes

F1: This transaction represents a charitable donation of 5,200 shares of common stock of the Issuer to a charitable fund on November 06, 2024. The Issuer's common stock was transferred at $81.55, resulting in a value for the donation of $424,060

F2: These transactions were executed in multiple trades, at prices ranging from $81.14 to $81.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

F3: These transactions were executed in multiple trades, at prices ranging from $81.50 to $82.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.