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Axos Financial, Inc. Director's Dealing 2017

Nov 22, 2017

31033_dirs_2017-11-21_47a6f851-cf84-4aae-bab2-56da27c759f6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BofI Holding, Inc. (BOFI)
CIK: 0001299709
Period of Report: 2017-11-20

Reporting Person: Walsh Derrick (SVP, Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-20 Common Stock M 746 $25.7 Acquired 6021 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-20 Restricted Stock Units $0.0 M 746 Disposed Common Stock (746) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 744 Indirect

Footnotes

F1: Represents shares of Common Stock issued on November 20, 2017 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3: The RSUs vest over three years, one-third on each anniversary date of grant.