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Axos Financial, Inc. — Director's Dealing 2017
Nov 22, 2017
31033_dirs_2017-11-21_47a6f851-cf84-4aae-bab2-56da27c759f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BofI Holding, Inc. (BOFI)
CIK: 0001299709
Period of Report: 2017-11-20
Reporting Person: Walsh Derrick (SVP, Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-20 | Common Stock | M | 746 | $25.7 | Acquired | 6021 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-20 | Restricted Stock Units | $0.0 | M | 746 | Disposed | Common Stock (746) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 744 | Indirect |
Footnotes
F1: Represents shares of Common Stock issued on November 20, 2017 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.
F2: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.
F3: The RSUs vest over three years, one-third on each anniversary date of grant.