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AXON ENTERPRISE, INC. — Director's Dealing 2021
Mar 4, 2021
29987_dirs_2021-03-04_6384a8da-c3ad-45bc-b590-8da39216cc3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXON ENTERPRISE, INC. (AXON)
CIK: 0001069183
Period of Report: 2021-03-02
Reporting Person: Larson Luke (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-02 | Common Stock | S | 2359 | $164.1968 | Disposed | 73830 | Direct |
| 2021-03-02 | Common Stock | S | 7373 | $165.175 | Disposed | 66457 | Direct |
| 2021-03-02 | Common Stock | S | 8602 | $166.0154 | Disposed | 57855 | Direct |
| 2021-03-02 | Common Stock | S | 3602 | $167.3946 | Disposed | 54253 | Direct |
| 2021-03-02 | Common Stock | S | 3358 | $168.3296 | Disposed | 50895 | Direct |
| 2021-03-02 | Common Stock | S | 835 | $169.3081 | Disposed | 50060 | Direct |
| 2021-03-02 | Common Stock | S | 512 | $170.1514 | Disposed | 49548 | Direct |
| 2021-03-02 | Common Stock | S | 733 | $171.5816 | Disposed | 48815 | Direct |
| 2021-03-02 | Common Stock | S | 12 | $172.65 | Disposed | 48803 | Direct |
| 2021-03-02 | Common Stock | S | 2093 | $164.2002 | Disposed | 46710 | Direct |
| 2021-03-02 | Common Stock | S | 5883 | $165.1505 | Disposed | 40827 | Direct |
| 2021-03-02 | Common Stock | S | 7099 | $166.0483 | Disposed | 33728 | Direct |
| 2021-03-02 | Common Stock | S | 3124 | $167.4421 | Disposed | 30604 | Direct |
| 2021-03-02 | Common Stock | S | 2414 | $168.3304 | Disposed | 28190 | Direct |
| 2021-03-02 | Common Stock | S | 1083 | $169.4139 | Disposed | 27107 | Direct |
| 2021-03-02 | Common Stock | S | 307 | $170.292 | Disposed | 26800 | Direct |
| 2021-03-02 | Common Stock | S | 403 | $171.6863 | Disposed | 26397 | Direct |
Footnotes
F1: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F2: The transaction was executed in multiple trades at prices ranging from $163.64 to $164.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $164.67 to $165.655. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The transaction was executed in multiple trades at prices ranging from $165.69 to $166.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The transaction was executed in multiple trades at prices ranging from $166.89 to $167.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The transaction was executed in multiple trades at prices ranging from $167.895 to $168.86. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: The transaction was executed in multiple trades at prices ranging from $168.955 to $169.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: The transaction was executed in multiple trades at prices ranging from $170.00 to $170.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: The transaction was executed in multiple trades at prices ranging from $171.02 to $171.945. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F11: The transaction was executed in multiple trades at prices ranging from $163.655 to $164.6075. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12: The transaction was executed in multiple trades at prices ranging from $164.67 to $165.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13: The transaction was executed in multiple trades at prices ranging from $165.69 to $166.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14: The transaction was executed in multiple trades at prices ranging from $166.97 to $167.965. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F15: The transaction was executed in multiple trades at prices ranging from $167.99 to $168.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F16: The transaction was executed in multiple trades at prices ranging from $168.995 to $169.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F17: The transaction was executed in multiple trades at prices ranging from $170.00 to $170.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F18: The transaction was executed in multiple trades at prices ranging from $171.02 to $171.945. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.