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AXON ENTERPRISE, INC. Director's Dealing 2021

Mar 4, 2021

29987_dirs_2021-03-04_6384a8da-c3ad-45bc-b590-8da39216cc3e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXON ENTERPRISE, INC. (AXON)
CIK: 0001069183
Period of Report: 2021-03-02

Reporting Person: Larson Luke (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-02 Common Stock S 2359 $164.1968 Disposed 73830 Direct
2021-03-02 Common Stock S 7373 $165.175 Disposed 66457 Direct
2021-03-02 Common Stock S 8602 $166.0154 Disposed 57855 Direct
2021-03-02 Common Stock S 3602 $167.3946 Disposed 54253 Direct
2021-03-02 Common Stock S 3358 $168.3296 Disposed 50895 Direct
2021-03-02 Common Stock S 835 $169.3081 Disposed 50060 Direct
2021-03-02 Common Stock S 512 $170.1514 Disposed 49548 Direct
2021-03-02 Common Stock S 733 $171.5816 Disposed 48815 Direct
2021-03-02 Common Stock S 12 $172.65 Disposed 48803 Direct
2021-03-02 Common Stock S 2093 $164.2002 Disposed 46710 Direct
2021-03-02 Common Stock S 5883 $165.1505 Disposed 40827 Direct
2021-03-02 Common Stock S 7099 $166.0483 Disposed 33728 Direct
2021-03-02 Common Stock S 3124 $167.4421 Disposed 30604 Direct
2021-03-02 Common Stock S 2414 $168.3304 Disposed 28190 Direct
2021-03-02 Common Stock S 1083 $169.4139 Disposed 27107 Direct
2021-03-02 Common Stock S 307 $170.292 Disposed 26800 Direct
2021-03-02 Common Stock S 403 $171.6863 Disposed 26397 Direct

Footnotes

F1: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2: The transaction was executed in multiple trades at prices ranging from $163.64 to $164.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The transaction was executed in multiple trades at prices ranging from $164.67 to $165.655. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The transaction was executed in multiple trades at prices ranging from $165.69 to $166.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: The transaction was executed in multiple trades at prices ranging from $166.89 to $167.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The transaction was executed in multiple trades at prices ranging from $167.895 to $168.86. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: The transaction was executed in multiple trades at prices ranging from $168.955 to $169.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: The transaction was executed in multiple trades at prices ranging from $170.00 to $170.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: The transaction was executed in multiple trades at prices ranging from $171.02 to $171.945. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F11: The transaction was executed in multiple trades at prices ranging from $163.655 to $164.6075. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F12: The transaction was executed in multiple trades at prices ranging from $164.67 to $165.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F13: The transaction was executed in multiple trades at prices ranging from $165.69 to $166.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F14: The transaction was executed in multiple trades at prices ranging from $166.97 to $167.965. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F15: The transaction was executed in multiple trades at prices ranging from $167.99 to $168.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F16: The transaction was executed in multiple trades at prices ranging from $168.995 to $169.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F17: The transaction was executed in multiple trades at prices ranging from $170.00 to $170.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F18: The transaction was executed in multiple trades at prices ranging from $171.02 to $171.945. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.