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AXON ENTERPRISE, INC. Director's Dealing 2021

Mar 4, 2021

29987_dirs_2021-03-04_a74fa106-8abb-481d-b318-6053ee82070b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXON ENTERPRISE, INC. (AXON)
CIK: 0001069183
Period of Report: 2021-03-02

Reporting Person: SMITH PATRICK W (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-02 Common Stock S 4780 $164.1781 Disposed 488012 Direct
2021-03-02 Common Stock S 15587 $165.17 Disposed 472425 Direct
2021-03-02 Common Stock S 16937 $166.0158 Disposed 455488 Direct
2021-03-02 Common Stock S 7270 $167.2437 Disposed 448218 Direct
2021-03-02 Common Stock S 6098 $168.1515 Disposed 442120 Direct
2021-03-02 Common Stock S 3012 $169.136 Disposed 439108 Direct
2021-03-02 Common Stock S 1338 $170.289 Disposed 437770 Direct
2021-03-02 Common Stock S 594 $171.1919 Disposed 437176 Direct
2021-03-02 Common Stock S 401 $171.9954 Disposed 436775 Direct

Footnotes

F1: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2: The transaction was executed in multiple trades at prices ranging from $163.595 to $164.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The transaction was executed in multiple trades at prices ranging from $164.605 to $165.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The transaction was executed in multiple trades at prices ranging from $165.61 to $166.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: The transaction was executed in multiple trades at prices ranging from $166.70 to $167.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F6: The transaction was executed in multiple trades at prices ranging from $167.715 to $168.715 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: The transaction was executed in multiple trades at prices ranging from $168.72 to $169.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: The transaction was executed in multiple trades at prices ranging from $169.79 to $170.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: The transaction was executed in multiple trades at prices ranging from $170.89 to $171.855. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: The transaction was executed in multiple trades at prices ranging from $171.90 to $172.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.