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AXON ENTERPRISE, INC. — Director's Dealing 2021
Nov 30, 2021
29987_dirs_2021-11-29_19328425-7959-42fb-ac0d-b5f052af69f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXON ENTERPRISE, INC. (AXON)
CIK: 0001069183
Period of Report: 2021-11-24
Reporting Person: SMITH PATRICK W (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-24 | Common Stock | M | 56619 | $179.86 | Acquired | 2209897 | Direct |
| 2021-11-24 | Common Stock | S | 27718 | $180.054 | Disposed | 2182179 | Direct |
| 2021-11-24 | Common Stock | S | 6930 | $180.054 | Disposed | 2175249 | Direct |
| 2021-11-26 | Common Stock | M | 7457 | $177.20 | Acquired | 2182706 | Direct |
| 2021-11-26 | Common Stock | S | 3628 | $180.0651 | Disposed | 2179078 | Direct |
| 2021-11-26 | Common Stock | S | 907 | $180.0651 | Disposed | 2178171 | Direct |
| 2021-11-29 | Common Stock | M | 64245 | $179.75 | Acquired | 2242416 | Direct |
| 2021-11-29 | Common Stock | S | 31433 | $180.149 | Disposed | 2210983 | Direct |
| 2021-11-29 | Common Stock | S | 7858 | $180.149 | Disposed | 2203125 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-24 | Employee Stock Option | $28.58 | M | 56619 | Disposed | 2028-02-28 | Common Stock (56619) | Direct |
| 2021-11-26 | Employee Stock Option | $28.58 | M | 7457 | Disposed | 2028-02-28 | Common Stock (7457) | Direct |
| 2021-11-29 | Employee Stock Option | $28.58 | M | 64245 | Disposed | 2028-02-28 | Common Stock (64245) | Direct |
Footnotes
F1: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.