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AXON ENTERPRISE, INC. Director's Dealing 2021

Nov 30, 2021

29987_dirs_2021-11-29_19328425-7959-42fb-ac0d-b5f052af69f6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXON ENTERPRISE, INC. (AXON)
CIK: 0001069183
Period of Report: 2021-11-24

Reporting Person: SMITH PATRICK W (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-24 Common Stock M 56619 $179.86 Acquired 2209897 Direct
2021-11-24 Common Stock S 27718 $180.054 Disposed 2182179 Direct
2021-11-24 Common Stock S 6930 $180.054 Disposed 2175249 Direct
2021-11-26 Common Stock M 7457 $177.20 Acquired 2182706 Direct
2021-11-26 Common Stock S 3628 $180.0651 Disposed 2179078 Direct
2021-11-26 Common Stock S 907 $180.0651 Disposed 2178171 Direct
2021-11-29 Common Stock M 64245 $179.75 Acquired 2242416 Direct
2021-11-29 Common Stock S 31433 $180.149 Disposed 2210983 Direct
2021-11-29 Common Stock S 7858 $180.149 Disposed 2203125 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-24 Employee Stock Option $28.58 M 56619 Disposed 2028-02-28 Common Stock (56619) Direct
2021-11-26 Employee Stock Option $28.58 M 7457 Disposed 2028-02-28 Common Stock (7457) Direct
2021-11-29 Employee Stock Option $28.58 M 64245 Disposed 2028-02-28 Common Stock (64245) Direct

Footnotes

F1: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F2: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.