AXON ENTERPRISE, INC. — Director's Dealing 2021

Nov 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXON ENTERPRISE, INC. (AXON)
CIK: 0001069183
Period of Report: 2021-10-29

Reporting Person: SMITH PATRICK W (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-29	Common Stock	M	8052	$179.96	Acquired	631229	Direct
2021-10-29	Common Stock	S	985	$180.1083	Disposed	630244	Direct
2021-10-29	Common Stock	S	3942	$180.1083	Disposed	626302	Direct
2021-11-01	Common Stock	M	85234	$180.67	Acquired	711536	Direct
2021-11-01	Common Stock	S	10423	$180.4711	Disposed	701113	Direct
2021-11-01	Common Stock	S	26652	$180.4711	Disposed	674461	Direct
2021-11-01	Common Stock	S	10008	$181.4541	Disposed	664453	Direct
2021-11-01	Common Stock	S	5034	$182.2535	Disposed	659419	Direct
2021-11-02	Common Stock	M	62349	$181.60	Acquired	721768	Direct
2021-11-02	Common Stock	S	7641	$180.3686	Disposed	714127	Direct
2021-11-02	Common Stock	S	13324	$180.3686	Disposed	700803	Direct
2021-11-02	Common Stock	S	17239	$181.4113	Disposed	683564	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-29	Employee Stock Option	$28.58	M	8052	Disposed	2028-02-28	Common Stock (8052)	Direct
2021-11-01	Employee Stock Option	$28.58	M	27327	Disposed	2028-02-28	Common Stock (27327)	Direct
2021-11-01	Employee Stock Option	$28.58	M	57907	Disposed	2028-02-28	Common Stock (57907)	Direct
2021-11-02	Employee Stock Option	$28.58	M	62349	Disposed	2028-02-28	Common Stock (62349)	Direct

Footnotes

F1: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F4: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The transaction was executed in multiple trades at prices ranging from $182.00 to $182.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.