AXON ENTERPRISE, INC. — Director's Dealing 2021

Nov 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXON ENTERPRISE, INC. (AXON)
CIK: 0001069183
Period of Report: 2021-11-08

Reporting Person: SMITH PATRICK W (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-08	Common Stock	M	3326	$176.65	Acquired	777358	Direct
2021-11-08	Common Stock	S	403	$180.1972	Disposed	776955	Direct
2021-11-08	Common Stock	S	1013	$180.1972	Disposed	775942	Direct
2021-11-08	Common Stock	S	400	$181.456	Disposed	775542	Direct
2021-11-08	Common Stock	S	200	$182.108	Disposed	775342	Direct
2021-11-09	Common Stock	M	330	$176.4	Acquired	775672	Direct
2021-11-09	Common Stock	S	40	$180.04	Disposed	775632	Direct
2021-11-09	Common Stock	S	160	$180.04	Disposed	775472	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-08	Employee Stock Option	$28.58	M	3326	Disposed	2028-02-28	Common Stock (3326)	Direct
2021-11-09	Employee Stock Option	$28.58	M	330	Disposed	2028-02-28	Common Stock (330)	Direct

Footnotes

F1: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F4: The transaction was executed in multiple trades at prices ranging from $181.07 to $182.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: The transaction was executed in multiple trades at prices ranging from $182.10 to $182.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The transaction was executed in multiple trades at prices ranging from $180.02 to $180.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.