AXON ENTERPRISE, INC. — Director's Dealing 2021

Oct 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXON ENTERPRISE, INC. (AXON)
CIK: 0001069183
Period of Report: 2021-10-14

Reporting Person: SMITH PATRICK W (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-14	Common Stock	M	7046	$179.03	Acquired	437562	Direct
2021-10-15	Common Stock	M	6833	$177.94	Acquired	444395	Direct
2021-10-15	Common Stock	S	3330	$180.0822	Disposed	441065	Direct
2021-10-14	Common Stock	S	860	$180.1922	Disposed	440205	Direct
2021-10-15	Common Stock	S	832	$180.0822	Disposed	439373	Direct
2021-10-14	Common Stock	S	3441	$180.1922	Disposed	435932	Direct
2021-10-18	Common Stock	M	43046	$181.70	Acquired	478978	Direct
2021-10-18	Common Stock	S	4203	$180.6566	Disposed	474775	Direct
2021-10-18	Common Stock	S	15437	$181.5528	Disposed	459338	Direct
2021-10-18	Common Stock	S	1410	$182.4067	Disposed	457928	Direct
2021-10-18	Common Stock	S	5262	$182.4067	Disposed	452666	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-14	Employee Stock Option	$28.58	M	7046	Disposed	2028-02-28	Common Stock (7046)	Direct
2021-10-15	Employee Stock Option	$28.58	M	6833	Disposed	2028-02-28	Common Stock (6833)	Direct
2021-10-18	Employee Stock Option	$28.58	M	43046	Disposed	2028-02-28	Common Stock (43046)	Direct

Footnotes

F1: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F2: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F4: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: The transaction was executed in multiple trades at prices ranging from $182.00 to $182.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.