AXON ENTERPRISE, INC. — Director's Dealing 2021

Oct 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXON ENTERPRISE, INC. (AXON)
CIK: 0001069183
Period of Report: 2021-10-19

Reporting Person: SMITH PATRICK W (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-19	Common Stock	M	82110	$185.27	Acquired	534776	Direct
2021-10-19	Common Stock	S	2700	$181.4550	Disposed	532076	Direct
2021-10-19	Common Stock	S	3121	$182.4495	Disposed	528955	Direct
2021-10-19	Common Stock	S	6946	$183.6597	Disposed	522009	Direct
2021-10-19	Common Stock	S	20619	$184.6428	Disposed	501390	Direct
2021-10-19	Common Stock	S	6716	$185.3472	Disposed	494674	Direct
2021-10-19	Common Stock	S	10026	$185.3472	Disposed	484648	Direct
2021-10-20	Common Stock	M	35604	$179.05	Acquired	520252	Direct
2021-10-20	Common Stock	S	4311	$180.2035	Disposed	515941	Direct
2021-10-20	Common Stock	S	1689	$180.2035	Disposed	514252	Direct
2021-10-20	Common Stock	S	2000	$181.3025	Disposed	512252	Direct
2021-10-20	Common Stock	S	1515	$182.4110	Disposed	510737	Direct
2021-10-20	Common Stock	S	5962	$183.6211	Disposed	504775	Direct
2021-10-20	Common Stock	S	4176	$184.3768	Disposed	500599	Direct
2021-10-20	Common Stock	S	1600	$185.8126	Disposed	498999	Direct
2021-10-20	Common Stock	S	300	$186.9133	Disposed	498699	Direct
2021-10-21	Common Stock	M	109080	$184.60	Acquired	607779	Direct
2021-10-21	Common Stock	S	13399	$180.4041	Disposed	594380	Direct
2021-10-21	Common Stock	S	13239	$180.4041	Disposed	581141	Direct
2021-10-21	Common Stock	S	3152	$181.678	Disposed	577989	Direct
2021-10-21	Common Stock	S	16236	$182.3353	Disposed	561753	Direct
2021-10-21	Common Stock	S	8031	$183.7515	Disposed	553722	Direct
2021-10-21	Common Stock	S	12367	$184.6252	Disposed	541355	Direct
2021-10-21	Common Stock	S	571	$185.1981	Disposed	540784	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-19	Employee Stock Option	$28.58	M	82110	Disposed	2028-02-28	Common Stock (82110)	Direct
2021-10-20	Employee Stock Option	$28.58	M	35604	Disposed	2028-02-28	Common Stock (35604)	Direct
2021-10-21	Employee Stock Option	$28.58	M	109080	Disposed	2028-02-28	Common Stock (109080)	Direct

Footnotes

F1: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F2: The transaction was executed in multiple trades at prices ranging from $180.87 to $181.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The transaction was executed in multiple trades at prices ranging from $182.09 to $183.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The transaction was executed in multiple trades at prices ranging from $183.14 to $184.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: The transaction was executed in multiple trades at prices ranging from $184.14 to $185.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The transaction was executed in multiple trades at prices ranging from $185.14 to $185.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F8: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: The transaction was executed in multiple trades at prices ranging from $181.04 to $182.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: The transaction was executed in multiple trades at prices ranging from $182.05 to $183.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11: The transaction was executed in multiple trades at prices ranging from $183.09 to $184.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F12: The transaction was executed in multiple trades at prices ranging from $184.09 to $184.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F13: The transaction was executed in multiple trades at prices ranging from $185.51 to $186.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F14: The transaction was executed in multiple trades at prices ranging from $186.51 to $187.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F15: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F16: The transaction was executed in multiple trades at prices ranging from $181.01 to $182.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F17: The transaction was executed in multiple trades at prices ranging from $182.01 to $182.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F18: The transaction was executed in multiple trades at prices ranging from $183.02 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F19: The transaction was executed in multiple trades at prices ranging from $184.025 to $185.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F20: The transaction was executed in multiple trades at prices ranging from $185.10 to $185.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.