AXON ENTERPRISE, INC. — Director's Dealing 2021

Nov 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXON ENTERPRISE, INC. (AXON)
CIK: 0001069183
Period of Report: 2021-11-15

Reporting Person: SMITH PATRICK W (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-15	Common Stock	M	1067255	$167.41	Acquired	1842727	Direct
2021-11-16	Common Stock	M	553130	$177.79	Acquired	2395857	Direct
2021-11-16	Common Stock	S	65990	$180.2606	Disposed	2329867	Direct
2021-11-16	Common Stock	S	73652	$180.2606	Disposed	2256215	Direct
2021-11-16	Common Stock	S	35854	$181.3736	Disposed	2220361	Direct
2021-11-16	Common Stock	S	11333	$182.3289	Disposed	2209028	Direct
2021-11-16	Common Stock	S	9959	$183.374	Disposed	2199069	Direct
2021-11-16	Common Stock	S	858	$184.0738	Disposed	2198211	Direct
2021-11-16	Common Stock	S	800	$185.7082	Disposed	2197411	Direct
2021-11-16	Common Stock	S	10456	$186.9879	Disposed	2186955	Direct
2021-11-16	Common Stock	S	6576	$188.0324	Disposed	2180379	Direct
2021-11-16	Common Stock	S	17668	$188.9177	Disposed	2162711	Direct
2021-11-16	Common Stock	S	11956	$190.0942	Disposed	2150755	Direct
2021-11-16	Common Stock	S	7235	$191.2488	Disposed	2143520	Direct
2021-11-16	Common Stock	S	9431	$192.0761	Disposed	2134089	Direct
2021-11-16	Common Stock	S	10371	$193.0714	Disposed	2123718	Direct
2021-11-16	Common Stock	S	422	$193.7497	Disposed	2123296	Direct
2021-11-16	Common Stock	S	7585	$195.6793	Disposed	2115711	Direct
2021-11-16	Common Stock	S	8032	$196.9473	Disposed	2107679	Direct
2021-11-16	Common Stock	S	4759	$197.9103	Disposed	2102920	Direct
2021-11-16	Common Stock	S	4222	$198.7976	Disposed	2098698	Direct
2021-11-16	Common Stock	S	10192	$199.9861	Disposed	2088506	Direct
2021-11-16	Common Stock	S	1000	$201.087	Disposed	2087506	Direct
2021-11-16	Common Stock	S	5979	$202.4678	Disposed	2081527	Direct
2021-11-16	Common Stock	S	5741	$203.7595	Disposed	2075786	Direct
2021-11-16	Common Stock	S	3556	$204.7978	Disposed	2072230	Direct
2021-11-16	Common Stock	S	3325	$205.6692	Disposed	2068905	Direct
2021-11-16	Common Stock	S	3000	$206.8657	Disposed	2065905	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-15	Employee Stock Option	$28.58	M	174353	Disposed	2028-02-28	Common Stock (174353)	Direct
2021-11-15	Employee Stock Option	$28.58	M	530488	Disposed	2028-02-28	Common Stock (530488)	Direct
2021-11-15	Employee Stock Option	$28.58	M	1417111	Disposed	2028-02-28	Common Stock (1417111)	Direct
2021-11-16	Employee Stock Option	$28.58	M	553130	Disposed	2028-02-28	Common Stock (553130)	Direct

Footnotes

F1: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F4: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: The transaction was executed in multiple trades at prices ranging from $182.00 to $182.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The transaction was executed in multiple trades at prices ranging from $183.00 to $183.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: The transaction was executed in multiple trades at prices ranging from $184.00 to $184.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: The transaction was executed in multiple trades at prices ranging from $185.35 to $186.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: The transaction was executed in multiple trades at prices ranging from $186.50 to $187.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: The transaction was executed in multiple trades at prices ranging from $187.51 to $188.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11: The transaction was executed in multiple trades at prices ranging from $188.51 to $189.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F12: The transaction was executed in multiple trades at prices ranging from $189.54 to $190.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F13: The transaction was executed in multiple trades at prices ranging from $190.56 to $191.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F14: The transaction was executed in multiple trades at prices ranging from $191.60 to $192.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F15: The transaction was executed in multiple trades at prices ranging from $192.60 to $193.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F16: The transaction was executed in multiple trades at prices ranging from $193.60 to $193.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F17: The transaction was executed in multiple trades at prices ranging from $195.37 to $196.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F18: The transaction was executed in multiple trades at prices ranging from $196.50 to $197.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F19: The transaction was executed in multiple trades at prices ranging from $197.50 to $198.245. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F20: The transaction was executed in multiple trades at prices ranging from $198.67 to $199.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F21: The transaction was executed in multiple trades at prices ranging from $199.99 to $200.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F22: The transaction was executed in multiple trades at prices ranging from $201.00 to $201.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F23: The transaction was executed in multiple trades at prices ranging from $202.19 to $203.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F24: The transaction was executed in multiple trades at prices ranging from $203.26 to $204.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F25: The transaction was executed in multiple trades at prices ranging from $204.27 to $205.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F26: The transaction was executed in multiple trades at prices ranging from $205.25 to $205.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F27: The transaction was executed in multiple trades at prices ranging from $206.84 to $206.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.