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AXON ENTERPRISE, INC. Director's Dealing 2020

Mar 5, 2020

29987_dirs_2020-03-04_d4c0f2ab-7b02-4624-a69e-334e8f9b8a22.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXON ENTERPRISE, INC. (AAXN)
CIK: 0001069183
Period of Report: 2020-03-03

Reporting Person: SMITH PATRICK W (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-03 Common Stock S 4521 $77.95 Disposed 690115 Direct
2020-03-03 Common Stock S 3056 $78.76 Disposed 687059 Direct
2020-03-03 Common Stock S 6481 $80.15 Disposed 680578 Direct
2020-03-03 Common Stock S 7502 $80.77 Disposed 673076 Direct
2020-03-03 Common Stock S 6106 $81.97 Disposed 666970 Direct
2020-03-03 Common Stock S 1415 $82.73 Disposed 665555 Direct

Footnotes

F1: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2: The transaction was executed in multiple trades at prices ranging from $77.37 to $78.335. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The transaction was executed in multiple trades at prices ranging from $78.345 to $79.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $79.47 to $80.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: The transaction was executed in multiple trades at prices ranging from $80.475 to $81.395. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The transaction was executed in multiple trades at prices ranging from $81.48 to $82.445. The price reported above reflects the weighted average sales price.The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: The transaction was executed in multiple trades at prices ranging from $82.49 to $83.275. The price reported above reflects the weighted average sales price.The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.