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AXON ENTERPRISE, INC. — Director's Dealing 2020
Jun 3, 2020
29987_dirs_2020-06-02_b1652a19-cd25-422a-98da-b15dcc022f85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXON ENTERPRISE, INC. (AAXN)
CIK: 0001069183
Period of Report: 2020-05-29
Reporting Person: MCBRADY MATTHEW R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-29 | Common Stock | A | 2107 | $75.96 | Acquired | 9990 | Direct |
| 2020-06-02 | Common Stock | S | 2 | $91.80 | Disposed | 9988 | Direct |
| 2020-06-02 | Common Stock | S | 388 | $94.70 | Disposed | 9600 | Direct |
| 2020-06-02 | Common Stock | S | 115 | $95.95 | Disposed | 9485 | Direct |
| 2020-06-02 | Common Stock | S | 194 | $97.306 | Disposed | 9291 | Direct |
| 2020-06-02 | Common Stock | S | 48 | $98.48 | Disposed | 9243 | Direct |
Footnotes
F1: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on May 29, 2021.
F2: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F3: The transaction was executed in multiple trades at prices ranging from $94.24 to $95.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The transaction was executed in multiple trades at prices ranging from $95.68 to $96.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The transaction was executed in multiple trades at prices ranging from $97.04 to $97.795. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.