Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AXON ENTERPRISE, INC. Director's Dealing 2018

Jun 30, 2018

29987_dirs_2018-06-29_9b5b48ed-4532-48ab-beb7-718ea7713a50.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXON ENTERPRISE, INC. (AAXN)
CIK: 0001069183
Period of Report: 2013-06-07

Reporting Person: KROLL MARK W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-06-07 Common Stock G 2070 $9.43 Disposed 55135 Direct
2014-12-16 Common Stock S 3100 $22.85 Disposed 31202 Direct

Footnotes

F1: The reporting person inadvertently failed to report this disposition by gift on Form 5 for the registrant's 2013 fiscal year.

F2: Due to an administrative coding error by the reporting person's broker, the reporting person inadvertently did not report this open market sale transaction on Form 4 in 2014.

F3: During 2003 and 2004 the reporting person was granted 20,833 options in connection with the reporting person's service on the registrant's board of directors. Due to an administrative oversight, these options were incorrectly reported on Form 4 as the acquisition of non-derivative securities in Table I at the time of grant, while correctly reported as the acquisition of derivative securities in Table II. Upon exercise of the options by the reporting person in subsequent periods, the acquisitions were correctly reported as the disposition of the derivative securities in Table II and the acquisition of non-derivative securities in Table I. As a result of the incorrect reporting, beneficial ownership for the reporting person has been overstated by 20,833 shares in all Form 4s filed relating to the registrant since 2004 and prior to the date of hereof. Accordingly, the Amount of Securities Beneficially Owned Following Reported Transaction(s) above has been reduced by 20,833 shares.