Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AXON ENTERPRISE, INC. Director's Dealing 2018

Dec 22, 2018

29987_dirs_2018-12-21_e20da168-3b45-452b-bc37-2dc9b1f597ee.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXON ENTERPRISE, INC. (AAXN)
CIK: 0001069183
Period of Report: 2018-12-20

Reporting Person: SMITH PATRICK W (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-20 Common Stock M 18397 $4.75 Acquired 632520 Direct
2018-12-20 Common Stock M 200000 $4.75 Acquired 832520 Direct
2018-12-20 Common Stock S 107000 $42.27 Disposed 725520 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-20 Employee Stock Option $4.75 M 18397 Disposed 2018-12-22 Common Stock (18397.0) Direct
2018-12-20 Employee Stock Option $4.75 M 200000 Disposed 2018-12-22 Common Stock (200000.0) Direct

Footnotes

F1: This option exercise was executed pursuant to a filed Rule 10b5-1 plan.

F2: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price of the option exercise.

F3: The transaction was executed in multiple trades at prices ranging from $40.15 to $45.34. The price reported above reflects the weighted average sale price.