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AXON ENTERPRISE, INC. — Director's Dealing 2018
Dec 22, 2018
29987_dirs_2018-12-21_e20da168-3b45-452b-bc37-2dc9b1f597ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXON ENTERPRISE, INC. (AAXN)
CIK: 0001069183
Period of Report: 2018-12-20
Reporting Person: SMITH PATRICK W (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-20 | Common Stock | M | 18397 | $4.75 | Acquired | 632520 | Direct |
| 2018-12-20 | Common Stock | M | 200000 | $4.75 | Acquired | 832520 | Direct |
| 2018-12-20 | Common Stock | S | 107000 | $42.27 | Disposed | 725520 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-20 | Employee Stock Option | $4.75 | M | 18397 | Disposed | 2018-12-22 | Common Stock (18397.0) | Direct |
| 2018-12-20 | Employee Stock Option | $4.75 | M | 200000 | Disposed | 2018-12-22 | Common Stock (200000.0) | Direct |
Footnotes
F1: This option exercise was executed pursuant to a filed Rule 10b5-1 plan.
F2: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price of the option exercise.
F3: The transaction was executed in multiple trades at prices ranging from $40.15 to $45.34. The price reported above reflects the weighted average sale price.
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