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AXON ENTERPRISE, INC. — Director's Dealing 2017
Apr 19, 2017
29987_dirs_2017-04-19_38a8f925-ae71-4f77-abb1-9e9e0b418b8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXON ENTERPRISE, INC. (AAXN)
CIK: 0001069183
Period of Report: 2017-04-17
Reporting Person: SMITH PATRICK W (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-17 | Common Stock | M | 58962 | $10.29 | Acquired | 706964 | Direct |
| 2017-04-17 | Common Stock | M | 11765 | $7.13 | Acquired | 718729 | Direct |
| 2017-04-17 | Common Stock | M | 5718 | $5.57 | Acquired | 724447 | Direct |
| 2017-04-17 | Common Stock | M | 21052 | $4.75 | Acquired | 745499 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-17 | Employee Stock Option | $10.29 | M | 58962 | Disposed | 2017-05-25 | Common Stock (58962.0) | Direct |
| 2017-04-17 | Employee Stock Option | $7.13 | M | 11765 | Disposed | 2018-05-28 | Common Stock (11765.0) | Direct |
| 2017-04-17 | Employee Stock Option | $5.57 | M | 5718 | Disposed | 2018-08-11 | Common Stock (5718.0) | Direct |
| 2017-04-17 | Employee Stock Option | $4.75 | M | 21052 | Disposed | 2018-12-22 | Common Stock (21052.0) | Direct |
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