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AXIS CAPITAL HOLDINGS LTD Director's Dealing 2017

Jan 12, 2017

30782_dirs_2017-01-11_19a839bc-0a0a-4aeb-8d5f-d7daf416a742.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AXIS CAPITAL HOLDINGS LTD (AXS)
CIK: 0001214816
Period of Report: 2017-01-02

Reporting Person: Brooks Conrad D. (EVP, General Counsel & Sec)

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 10283 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Shares (2126) Direct
Restricted Stock Units $ Common Shares (3384) Direct
Restricted Stock Units $ Common Shares (3383) Direct
Restricted Stock Units $ Common Shares (3947) Direct
Restricted Stock Units $ Common Shares (5576) Direct

Footnotes

F1: The Restricted Stock Units will vest February 4, 2017.

F2: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3: The restricted stock units will vest in two equal annual installments beginning March 1, 2017.

F4: The restricted stock units will vest March 1, 2017.

F5: The restricted stock units will vest in three equal annual installments beginning March 1, 2017.

F6: The restricted stock units will vest in four equal annual installments beginning March 1, 2017.