AI assistant
AXIS CAPITAL HOLDINGS LTD — Director's Dealing 2017
Mar 4, 2017
30782_dirs_2017-03-03_f1bb477d-c890-4f4f-80b0-ffcdab72df83.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXIS CAPITAL HOLDINGS LTD (AXS)
CIK: 0001214816
Period of Report: 2017-03-01
Reporting Person: Ekberg Jan (CEO, AXIS Reinsurance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-01 | Common Shares | M | 1692 | $0.00 | Acquired | 16626 | Direct |
| 2017-03-01 | Common Shares | D | 846 | $70.92 | Disposed | 15780 | Direct |
| 2017-03-01 | Common Shares | M | 3383 | $0.00 | Acquired | 19163 | Direct |
| 2017-03-01 | Common Shares | D | 1691 | $70.92 | Disposed | 17472 | Direct |
| 2017-03-01 | Common Shares | M | 1316 | $0.00 | Acquired | 18788 | Direct |
| 2017-03-01 | Common Shares | D | 658 | $70.92 | Disposed | 18130 | Direct |
| 2017-03-01 | Common Shares | M | 1626 | $0.00 | Acquired | 19756 | Direct |
| 2017-03-01 | Common Shares | D | 813 | $70.92 | Disposed | 18943 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-01 | Restricted Stock Units | $ | M | 1692 | Disposed | Common Shares (1692) | Direct | |
| 2017-03-01 | Restricted Stock Units | $ | M | 3383 | Disposed | Common Shares (3383) | Direct | |
| 2017-03-01 | Restricted Stock Units | $ | M | 1316 | Disposed | Common Shares (1316) | Direct | |
| 2017-03-01 | Restricted Stock Units | $ | M | 1626 | Disposed | Common Shares (1626) | Direct |
Footnotes
F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).
F2: The restricted stock units vest in four equal annual installments beginning March 1, 2015.
F3: The restricted stock units vest in a single installment on March 1, 2017.
F4: The restricted stock units vest in four equal annual installments beginning March 1, 2016.
F5: The restricted stock units vest in four equal annual installments beginning March 1, 2017.