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Axis Bank Limited Director's Dealing 2019
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Director's Dealing
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AXIS/CO/CS/85/2019-20
Date: 24th April 2019
Shri Kautuk Upadhyay The Chief Manager, Listing & Compliance Department National Stock Exchange of India Limited Exchange Plaza, 5th Floor Plot No. C/1, "G" Block Bandra-Kurla Complex Bandra (E), Mumbai - 400 051
Shri Khushro Bulsara The Deputy General Manager-Listing Department BSE Limited 1st Floor, New Trading Ring, Rotunda Building P. J. Towers, Dalal Street Fort, Mumbai - 400 001
NSE Symbol: AXISBANK
BSE Scrip Code: 532215
SUB: Disclosure of holdings by Promoters, Directors, Officers and employees of the Bank under the SEBI (Prohibition of Insider Trading Regulations) 2015.
Pursuant to the provisions of Regulation 7(2)(b) and other applicable provisions of the SEBI (Prohibition of Insider Trading) Regulations, 2015, the following 'Employees' of the Bank have intimated in Form 'C' about the sale/purchase/allotment under ESOP Scheme of equity shares by them:
The prescribed Form C disclosing the details in this regard are enclosed.
-
Arabinda Sahu (2 Forms)
-
Kaustav Majumdar
You are requested to please take the above on record.
Yours faithfully,
Axis Bank Limited
Girish V. Koliyote Company Secretary
Axis House, Wadia International Centre, Pandurang Budhkar Marg, Worli, Mumbai 400 025 REGISTERED OFFICE : "Trishul" - 3rd Floor Opp. Samartheswar Temple, Near Law Garden, Ellisbridge, Ahmedabad - 380006.Telephone No. 079-26409322 Fax No. - 079-26409321 CIN: L65110GJ1993PLC020769 Website - www.axisbank.com
Date: 23-04-2019
The Vice President (Listina) National Stock Exchange of India Limited Exchange Plaza, 5th Floor Plot No. C/1, "G" Block Bandra-Kurla Complex Bandra (E), Mumbai - 400 051
The General Manager (Listing) The Bombay Stock Exchange Limited Ist Floor, New Trading Ring, Rotunda Building P. J. Towers, Dalal Street Fort, Mumbai - 400 001
Attn: Shri Avinash Kharkar (AVP) - Listing & Compliance
Attn: Shri, Bhushan Mokashi (DGM)-Listing
SUB: Disclosure of changes in the holdings by Directors, Officers and employees of Axis Bank Limited, under the SEBI (Prohibition of Insider Trading Regulations) 2015
Pursuant to the provisions of Regulation $7(2)(a)$ and other applicable provisions of the SEBI (Prohibition of Insider Trading) Regulations, 2015, I, Arabinda Sahu, Senior Vice President, of Axis Bank Limited, hereby intimate about the allotment of 2200 equity shares of Rs. 2 each of the Bank, under its ESOP scheme.
The prescribed Form C disclosing the details in this regard is enclosed.
You are requested to please take the above on record.
Yours faithfully,
Name: Arabinda Sahu Designation: Senior Vice President Employee No. 8605
C. C.: The Compliance Officer Axis Bank Limited [CIN L65110GJ1993PLC020769] Axis House, C-2 Wadia International Center, Pandurang Budhkar Marg, Worli, Mumbai 400025. Phone: 022-24252844 Telefax: 022-24251800 [For information and taking on record.]
SEBI (Prohibition of Insider Trading) Regulations, 2015[Regulation 7 (2) read with Regulation 6(2) – Continual disclosure] FORM C
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Name of the company: Axis Bank LimitedISIN of the company: INE238A01034
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Detalls of change in holding of Securitles and trading in derivatives of the company by Promoter, Employee or Director of a listedcompany and other such persons as memioned in Regulation 6(2).
| shareholdingNo. and %$\overline{\circ}$ | 39730 | ||
|---|---|---|---|
| acquisition/disposalSecurities held post | ConvertibleDebentures(For eg.- Shares,WarrantssecurityType ofetc.) | SharesShares | |
| TransactRevoke/Invoke)Pledge$rac{5}{2}$$rac{1}{2}$$rac{1}{2}$$rac{1}{2}$$rac{1}{2}$$rac{1}{2}$$rac{1}{2}$$rac{1}{2}$ | allotmentESOP | ||
| Securities acquired/Disposed | Value | Rs 12950.0016730.00ě, | |
| $\frac{\dot{\mathrm{o}}}{\mathrm{z}}$ | 1000 | $\mathcal{Z}$ | |
| ConvertibleDebenturesWarrants,securityShares,[For eg.Type of$e$ tc.) | SharesShares | ||
| Securities held | shareholdingprior to acquisition/ disposalType ofsecurity(For eg. No. No. 1976)- Shares, No. 1978Warrants ond %and $\frac{8}{5}$ | 37530 | |
| ConvertibleDebenturesetc. | SharesShares | ||
| Category of | Person(Promoters/KMP /Directors/immediaterelativerelativeto/others, | OTHERS | |
| PAN,CIN/DIN,& addresswithcontactcontactName, | ArabindaSahu, PAN :AHIPS1847FMOB :142008870 |
| Exchange onwhich thetrade wasexecuted | ESOP allotment | |||
|---|---|---|---|---|
| Sei | of units(contracts*lotNumbersize) | $\frac{1}{2}$ | ||
| NotionalValue | $\frac{4}{2}$ | |||
| of units(contracts * lotNumbersize | $\frac{4}{5}$ | |||
| BUY | NotionalValue | $\frac{1}{2}$ | ||
| Trading in derivatives (Specity type of contract, Futures or Options etc) | specificationsContract | $\frac{4}{2}$ | ||
| contractType of | $\frac{1}{2}$ | |||
| acquisition /aisposal (onpreferentialoffer / offMode ofmarket/Inter-setransfer,ESOPs/public/marketrights/ | $rac{\text{efc.}}{\text{ESOP}}$ | |||
| Date ofintimationtocompany | 2 3 APR 2019 | |||
| Date of allotmentadvice/acquisition ofshares/sale of sharesspecify | $\frac{1}{2}$ | 08-04-19 | ||
| From | 02-04-19 |
Note: 1) "Securities" shall have the meaning as defined under regulation 2(1) (i) of SEBI (Prohibition of Insider Trading) Regulations, 2015.2) In case of Options, nottional value shall be calculated based on Premium plus ANTA CONTROL
Name & Signature: Arabinda Sahu
Designation: Senior Vice President
Date: 23-04-2019
Place: Bhubaneswar
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APR 2019 $23$ Date: 23-04-2019
The Vice President (Listing) National Stock Exchange of India Limited Exchange Plaza, 5th Floor Plot No. C/1, "G" Block Bandra-Kurla Complex Bandra (E), Mumbai - 400 051
The General Manager (Listing) The Bombay Stock Exchange Limited 1st Floor, New Trading Ring, Rotunda Building P. J. Towers, Dalal Street Fort, Mumbai - 400 001
Attn: Shri Avinash Kharkar (AVP) - Listing & Compliance
Attn: Shri. Bhushan Mokashi (DGM)-Listing
SUB: Disclosure of holdings by Directors, Officers and employees of the Bank under the SEBI (Prohibition of Insider Trading Regulations) 2015.
Pursuant to the provisions of Regulation 7(2)(a) and other applicable provisions of the SEBI (Prohibition of Insider Trading) Regulations, 2015, I Arabinda Sahu, Senior Vice President of Axis Bank Limited, hereby intimate about sale of 1800 equity shares of Rs. 2 each of the Bank.
The prescribed Form C disclosing the details in this regard Is enclosed.
You are requested to please take the above on record.
Yours faithfully,
$\mathbf{a}$
Name: Arabinda Sahu Designation: Senior Vice President Employee No. 8605
C. C.: The Compliance Officer Axis Bank Limited [CIN L65110GJ1993PLC020769] Axis House, C-2 Wadia International Center, Pandurang Budhkar Marg, Worli, Mumbal 400025. Phone: 022-24252844 Telefax: 022-24251800 [For information and taking on record.]
state of the Marine Community of the Marine Continual disclosure.[Regulation 7 (2) read with Regulation 6(2) – Continual disclosure. SEBI (Prohibition of Insider Trading) Regulations, 2015 FORM C
Name of the company: Axis Bank Limited ISIN of the company: INE238A01034 Detalls of change in holding of Securities and trading in derivatives of the company by Promoter, Employee or Director of a listedcompany and other such persons as mentioned in Regulation 6(2).
| acquisition/disposalSecurities held post | shareholdingNo. and %ð. | 37530 |
|---|---|---|
| ConvertibleDebenturesWarrants(For eg.- Shares,securityType ofetc.) | Shares | |
| IransactRevoke/Invoke)Pledge,ionType(Buy/Sale/ | Sale | |
| Securities acquired/Disposed | Value | Rs1298764.14 |
| $\frac{\dot {\cal Q}}{Z}$ | 1800 | |
| ConvertibleDebenturesWarrants,security(For eg.Type ofShares,etc. | Shares | |
| Securities held | shareholding_prior to acquisition/ disposalType ofsecurity(For eg.$\frac{1}{\sqrt{2}}$ | 39330 |
| ConvertibleDebenturesetc.) | Shares | |
| Categoryof | Person(Promoters/KMP /Directors/immediaterelativeto/others,to/others, | OTHERS |
| Name,PAN,CIN/DIN,& addresswithwithcontactnos. | ArabindaSahu, PAN :AHTPS1847FMOB :9078800241 |
$\mathcal{Z}$
| Exchangetrade wasexecutedon whichthe | SSE | |||
|---|---|---|---|---|
| $\overline{3}$ | (contracts* lotNumberof unitssize | $\frac{1}{2}$ | ||
| NotionalValue | $\leq$ | |||
| Buy | of units(contracts * lotNumbersize) | $\frac{1}{2}$ | ||
| NotionalValue | $\frac{1}{2}$ | |||
| Trading in derivatives (Specify type of contract, Futures or Options etc) | specificationsContract | $\frac{1}{2}$ | ||
| contractType of | $\frac{1}{2}$ | |||
| disposal (onpreferentialacquisition /offer / offmarket/Mode of/public/rights/transfer,Inter-semarketESOPSetc.) | Market | 2019 | County of the County | |
| Date ofintimationtocompany | APR | |||
| Date of allotmentadvice/acquisition ofshares/sale of sharesspecify | 105/03/19 | |||
| From | 05/03/19 |
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Note: 1) "Securities" shall have the meaning as defined under regulation 2(11/il) of SEBI (Prohibition of Insider Trading) Regulations, 2015.2) In case of Options, notional value shall be calculated based on Premium plu
Name & Signature: Arabindo Sahu
Designation: Senior Vice President
经心理 CANDRA g.
Date: 23-04-2019
Place: Bhubaneswar
2 3 APR 2019
$\frac{8}{3}$
Date: 24th April 2019
The Vice President (Listing) National Stock Exchange of India Limited Exchange Plaza, 5th Floor Plot No. C/1, "G" Block Bandra-Kurla Complex Bandra (E), Mumbai - 400 051
Attn: Shri Avinash Kharkar (AVP) - Listing & Compliance
The General Manager (Listing) The Bombay Stock Exchange Limited 1st Floor, New Trading Ring, Rotunda Building P. J. Towers, Dalal Street Fort, Mumbai - 400 001
Attn: Shri. Bhushan Mokashi (DGM)-Listing
SUB: Disclosure of changes in the holdings by Directors, Officers and employees of Axis Bank Limited, under the SEBI (Prohibition of Insider Trading Regulations) 2015
Pursuant to the provisions of Regulation 7(2)(a) and other applicable provisions of the SEBI (Prohibition of Insider Trading) Regulations, 2015, I KAUSTAV MAJUMDAR, Senior Vice President of Axis Bank Limited, hereby intimate about the allotment of 11300 equity shares of Rs. 2 each of the Bank, under its ESOP scheme.
The prescribed Form C disclosing the details in this regard is enclosed.
You are requested to please take the above on record.
Yours faithfully,
ustar Napundae
Name KAUSTAV MAJUMDAR Designation: Senior Vice President Employee No. 53088
C. C.: The Compliance Officer Axis Bank Limited [CIN L65110GJ1993PLC020769] Axis House, C-2 Wadia International Center, Pandurang Budhkar Marg, Worli, Mumbai 400025. Phone: 022-24252844 Telefax: 022-24251800 [For information and taking on record.]
SEBI (Prohibition of Insider Trading) Regulations, 2015.[Regulation 7 (2) read with Regulation 6(2) – Continual disclosure] FORM C
Name of the company: Axis Bank Limited ISIN of the company: INE238A01034 Details of change in holding of Securities and trading in derivatives of the company by Promoter, Employee or Director of a listedcompany and other such persons as mentioned in Regulation 6(2).
| acapisition/disposalSecurities held post | shareholdingNo. and %$\overline{\circ}$ | 66,600 |
|---|---|---|
| DebenturesConvertible- Shares,WarrantsType ofsecurity(For eg.etc.) | Shares | |
| fransactRevoke,Pledge /Invoke)ionType(Buy/Sale/ | allotmentESOP | |
| Securities acquired/Disposed | Value | 2868512871831317302307220189620076213122888632603516412285604576959 |
| $\frac{\dot{\mathrm{o}}}{\mathrm{Z}}$ | 11,3005001000000000000000000000000000000000000 | |
| convertibleDebenturesWarrants,security(For eg.Shares,Type ofetc.) | Shares | |
| prior to acquisition/ disposalSecurities held | shareholdingand %$\frac{\dot{\mathrm{o}}}{\mathrm{Z}}$$\overline{O}$ | 55,300 |
| ConvertibleDebentures(For eg.- Shares,WarrantsType ofsecurity$\Theta$ tc.] | Shares | |
| Category of | (Promoters/KMP /Directors/immediateto/others,relativePersonetc. | Employee |
| CIN/DIN,& addresswithcontactName,$P_{AC}$nos. | ADLPM8676J7,South ParkApts, Kalkaji,New Delhi9769148737MajumdarKaustav110019 |
| Exchange onwhich thetrade wasexecuted | ESOP allotment | ||
|---|---|---|---|
| of units(contracts*lotNumbersize) | $\frac{1}{2}$ | ||
| NotionalValue | $\frac{1}{2}$ | ||
| of units(contracts * lotNumbersize) | $\frac{1}{2}$ | ||
| Buy | NotionalValue | $\frac{1}{2}$ | |
| Trading in derivatives (Specify type of contract, Futures or Options etc) | specificationsContract | $\stackrel{\triangleleft}{\geq}$ | |
| Type ofcontract | $\frac{1}{2}$ | ||
| Mode ofacquisition /disposal (onmarket/public/public/public/preferentialmarket/market/market/hansfer.etc. | ESOP | ||
| Date ofintimationtocompany | 24 th April2019 | ||
| Date of allotmentACQUISITION OFSHARESacquisition ofshares/sale of sharesspecityadvice/ | $\overline{C}$ | 23rd April2019 | |
| From | March201925th |
Note: 1) "Securities" shall have the meaning as defined under regulation 2(11)(i) of SEBI (Prohibition of Insider Trading) Regulations, 2015.2) In case of Options, notional value shall be calculated based on Premium plu
Name & Signature;Saustra & Noy unto al
Designation: Senior Vice President
Date: 24th April 2019
Place: Mumbai