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AXCELIS TECHNOLOGIES INC — Director's Dealing 2016
Nov 16, 2016
31374_dirs_2016-11-16_fc922e44-f791-42e9-b9b0-190bf857ef65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2016-11-15
Reporting Person: Low Russell (EVP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Common Stock | A | 10949 | $0.00 | Acquired | 10949 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | Stock Option (right to buy) | $14.00 | A | 21898 | Acquired | 2023-11-15 | Common Stock (21898) | Direct |
Footnotes
F1: Granted pursuant to the Axcelis Technologies, Inc. 2012 Equity Incentive Plan.
F2: These share are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 25% of these restricted stock units will vest on each of November 15, 2017, November 15, 2018, November 15, 2019 and November 15, 2020.
F3: These options will vest as to 25% of the shares on each of November 15, 2017, November 15, 2018, November 15, 2019 and November 15, 2020, if the officer remains in the service of the Company on such vesting date.