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AXCELIS TECHNOLOGIES INC — Director's Dealing 2013
Sep 17, 2013
31374_dirs_2013-09-17_03001e2d-2afc-4f26-aae3-f31d6772d555.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2013-09-17
Reporting Person: PUMA MARY G (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-17 | Common Stock | S | 7411 | $2.24 | Disposed | 413854 | Direct |
| 2013-09-17 | Common Stock | S | 5077 | $2.25 | Disposed | 408777 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
Footnotes
F1: The sales reported on this Form are pursuant to a prior election by the executive officer to sell shares issued on the vesting of restricted stock units in order to generate funds to pay to the Company to cover the executive's tax liability arising from the vesting event and related commissions. The proceeds of this sale will be paid to the Company and the broker.
F2: Of the shares held as of September 17, 2013,36,910 were issuable on vesting of restricted stock units granted the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.