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AXCELIS TECHNOLOGIES INC — Director's Dealing 2013
Nov 14, 2013
31374_dirs_2013-11-14_efeac641-ea4f-49fe-b8e3-d32f96b51ac7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2013-11-13
Reporting Person: Lawson Douglas A. (EVP, Corporate Mktg & Strategy)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10098 | Direct |
| Common Stock | 7500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock option (right to buy) | $1.59 | 2020-01-15 | Common Stock (12500) | Direct | |
| Stock option (right to buy) | $1.60 | 2020-07-15 | Common Stock (65000) | Direct | |
| Stock option (right to buy) | $1.60 | 2021-07-15 | Common Stock (40000) | Direct | |
| Stock option (right to buy) | $0.93 | 2019-07-16 | Common Stock (37500) | Direct | |
| Stock option (right to buy) | $1.99 | 2020-07-15 | Common Stock (75000) | Direct |
Footnotes
F1: Granted pursuant to the Axcelis Technologies, Inc. 2000 Stock Plan.
F2: To become exercisable on 1/15/2014.
F3: Exercisable as to 46,250 shares and to become exercisable as to an additional 18,750 on 7/15/2014.
F4: Excercisable as to 20,000 shares and to become exercisable as to an additional 10,000 shares on each of 7/15/2014 and 7/15/2015.
F5: Granted pursuant to the Axcelis Technologies, Inc. 2012 Equity Incentive Plan.
F6: To become exercisable as to 12,500 shares on each of 7/16/2014, 7/16/2015 and 7/16/2016.
F7: To become exercisable as to 18,750 shares on each of 7/15/2014, 7/15/2015, 7/15/2016 and 7/15/2017.