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Axalta Coating Systems Ltd. — Director's Dealing 2023
Jan 4, 2023
30907_dirs_2023-01-04_97d4fff2-4ada-4caf-8629-904668a4b2fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2023-01-01
Reporting Person: Bausch Shelley J (SVP, Glbl Industrial Coatings)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-01 | Common Shares | M | 6265 | — | Acquired | 13175 | Direct |
| 2023-01-01 | Common Shares | F | 3117 | $25.47 | Disposed | 10058 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-01 | Restricted Stock Units | $ | M | 6265 | Disposed | Common Shares (6265) | Direct |
Footnotes
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3: On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date.
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