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Axalta Coating Systems Ltd. — Director's Dealing 2023
Jan 20, 2023
30907_dirs_2023-01-20_c13642f4-6082-4f97-b583-f1451bc2d9a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2023-01-18
Reporting Person: Rohen Jeremy (SVP, Strategy & Business Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-18 | Common Shares | M | 3046 | — | Acquired | 6206 | Direct |
| 2023-01-18 | Common Shares | F | 1688 | $27.06 | Disposed | 4518 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-18 | Restricted Stock Units | $ | M | 3046 | Disposed | Common Shares (3046) | Direct |
Footnotes
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3: On January 18, 2021, the reporting person was granted 12,182 restricted stock units, vesting 25% on each of the first and second anniversaries and 50% on the third anniversary of the grant date.
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