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Axalta Coating Systems Ltd. — Director's Dealing 2022
Jun 16, 2022
30907_dirs_2022-06-16_6f9c7827-3ddb-41ac-a255-d89e6ee33184.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2022-06-14
Reporting Person: BERUBE BRIAN A (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-14 | Common Shares | M | 3134 | — | Acquired | 27043 | Direct |
| 2022-06-14 | Common Shares | F | 1390 | $24.20 | Disposed | 25653 | Direct |
| 2022-06-14 | Common Shares | M | 11134 | — | Acquired | 36787 | Direct |
| 2022-06-14 | Common Shares | F | 4938 | $24.20 | Disposed | 31849 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-14 | Restricted Stock Units | $ | M | 3134 | Disposed | Common Shares (3134) | Direct | |
| 2022-06-14 | Restricted Stock Units | $ | M | 11134 | Disposed | Common Shares (11134) | Direct |
Footnotes
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020.
F4: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date.