Axalta Coating Systems Ltd. — Director's Dealing 2021

Mar 6, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2021-03-03

Reporting Person: SNYDER BARRY S (SVP,Chief Ops & Sup Chain Offc)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	47736	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option	$25.49	2025-02-17	Common Shares (17560)		Direct
Employee Stock Option	$29.48	2027-02-06	Common Shares (27667)		Direct
Employee Stock Option	$29.81	2028-02-05	Common Shares (26305)		Direct
Employee Stock Option	$27.01	2029-02-25	Common Shares (31828)		Direct
Restricted Stock Units	$		Common Shares (2759)		Direct
Restricted Stock Units	$		Common Shares (2289)		Direct
Restricted Stock Units	$		Common Shares (8522)		Direct

Footnotes

F1: This option vested in three equal annual installments on February 17, 2016, February 17, 2017 and February 17, 2018.

F2: This option vested in three equal annual installments on February 6, 2018, February 6, 2019 and February 6, 2020.

F3: This option vested in three equal annual installments on February 5, 2019, February 5, 2020 and February 5, 2021.

F4: This option vests in three equal annual installments beginning on February 25, 2020.

F5: This restricted stock unit grant vests in three equal annual installments beginning on February 25, 2020.

F6: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F7: This restricted stock unit grant vests in three equal annual installments beginning on July 29, 2020.

F8: This restricted stock unit grant vests in three equal annual installments beginning on February 19, 2021.