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Axalta Coating Systems Ltd. — Director's Dealing 2021
Apr 24, 2021
30907_dirs_2021-04-23_2b499a54-c81f-4647-a144-7d6998c0e585.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2021-04-21
Reporting Person: SNYDER BARRY S (SVP,Chief Ops & Sup Chain Offc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-21 | Common Shares | M | 17560 | $25.49 | Acquired | 65296 | Direct |
| 2021-04-21 | Common Shares | S | 17560 | $32.00 | Disposed | 47736 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-21 | Employee Stock Option | $25.49 | M | 17560 | Disposed | 2025-02-17 | Common Shares (17560) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.00 to $32.01. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: This option vested in three equal annual installments on February 17, 2016, February 17, 2017 and February 17, 2018.