Axalta Coating Systems Ltd. — Director's Dealing 2021

Aug 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2021-07-29

Reporting Person: SNYDER BARRY S (SVP,Chief Ops & Sup Chain Offc)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-29	Common Shares	M	1144	—	Acquired	48880	Direct
2021-07-29	Common Shares	F	279	$30.13	Disposed	48601	Direct
2021-07-30	Common Shares	S	865	$30.14	Disposed	47736	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-29	Restricted Stock Units	$	M	1144	Disposed		Common Shares (1145)	Direct

Footnotes

F1: Restricted stock units convert into common shares on a one-for-one basis.

F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.02 to $30.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: On July 29, 2019, the reporting person was granted 3,433 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020.