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Axalta Coating Systems Ltd. — Director's Dealing 2020
Feb 8, 2020
30907_dirs_2020-02-07_4e4af385-d258-4927-90b1-2c1bfb7cca5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2020-02-05
Reporting Person: Massey Anthony (VP, Global Controller, PAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-05 | Common Shares | M | 894 | — | Acquired | 5984 | Direct |
| 2020-02-05 | Common Shares | F | 324 | $29.87 | Disposed | 5660 | Direct |
| 2020-02-06 | Common Shares | M | 905 | — | Acquired | 6565 | Direct |
| 2020-02-06 | Common Shares | F | 328 | $29.72 | Disposed | 6237 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-05 | Restricted Stock Units | $ | M | 894 | Disposed | Common Shares (894) | Direct | |
| 2020-02-06 | Restricted Stock Units | $ | M | 905 | Disposed | Common Shares (905) | Direct |
Footnotes
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.
F3: On February 5, 2018, the reporting person was granted 2,683 restricted stock units vesting in three equal annual installments beginning on February 5, 2019.
F4: On February 6, 2017, the reporting person was granted 2,713 restricted stock units vesting in three equal annual installments beginning on February 6, 2018.