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Axalta Coating Systems Ltd. Director's Dealing 2020

Feb 8, 2020

30907_dirs_2020-02-07_4e4af385-d258-4927-90b1-2c1bfb7cca5d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2020-02-05

Reporting Person: Massey Anthony (VP, Global Controller, PAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-05 Common Shares M 894 Acquired 5984 Direct
2020-02-05 Common Shares F 324 $29.87 Disposed 5660 Direct
2020-02-06 Common Shares M 905 Acquired 6565 Direct
2020-02-06 Common Shares F 328 $29.72 Disposed 6237 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-05 Restricted Stock Units $ M 894 Disposed Common Shares (894) Direct
2020-02-06 Restricted Stock Units $ M 905 Disposed Common Shares (905) Direct

Footnotes

F1: Restricted stock units convert into common shares on a one-for-one basis.

F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

F3: On February 5, 2018, the reporting person was granted 2,683 restricted stock units vesting in three equal annual installments beginning on February 5, 2019.

F4: On February 6, 2017, the reporting person was granted 2,713 restricted stock units vesting in three equal annual installments beginning on February 6, 2018.