Axalta Coating Systems Ltd. — Director's Dealing 2020

Jun 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2020-06-14

Reporting Person: BERUBE BRIAN A (SVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-14	Common Shares	M	3134	—	Acquired	3134	Direct
2020-06-14	Common Shares	F	1030	$22.19	Disposed	2104	Direct
2020-06-14	Common Shares	M	5567	—	Acquired	7671	Direct
2020-06-14	Common Shares	F	1830	$22.19	Disposed	5841	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-14	Restricted Stock Units	$	M	3134	Disposed		Common Shares (3134)	Direct
2020-06-14	Restricted Stock Units	$	M	5567	Disposed		Common Shares (5567)	Direct

Footnotes

F1: Restricted stock units convert into common shares on a one-for-one basis.

F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

F3: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020.

F4: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date.