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Axalta Coating Systems Ltd. — Director's Dealing 2020
Aug 4, 2020
30907_dirs_2020-08-04_8246c7c3-c8d6-43f8-984c-21e945073c3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2020-07-31
Reporting Person: Markevich Steven R. (EVP & Pres., Trans. Coatings)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-31 | Common Shares | M | 23140 | — | Acquired | 141830 | Direct |
| 2020-07-31 | Common Shares | F | 10090 | $22.20 | Disposed | 131740 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-31 | Restricted Stock Units | $ | M | 23140 | Disposed | Common Shares (23140) | Direct |
Footnotes
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.
F3: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.
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