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Axalta Coating Systems Ltd. — Director's Dealing 2020
Aug 4, 2020
30907_dirs_2020-08-04_21505de3-d2ef-4ea8-af96-d078687b15de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2020-07-31
Reporting Person: Lannon Sean M. (SVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-31 | Common Shares | M | 4132 | — | Acquired | 29339 | Direct |
| 2020-07-31 | Common Shares | F | 1900 | $22.20 | Disposed | 27439 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-31 | Restricted Stock Units | $ | M | 4132 | Disposed | Common Shares (4132) | Direct |
Footnotes
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.
F3: On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
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