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Axalta Coating Systems Ltd. — Director's Dealing 2020
Oct 30, 2020
30907_dirs_2020-10-30_61243cf7-2c80-4f1c-ba37-29b8b1977cd1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2020-10-21
Reporting Person: Weaver Troy D. (SVP, Global Refinish)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 16481 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $11.84 | 2023-07-31 | Common Shares (9920) | Direct | |
| Employee Stock Option | $8.88 | 2023-07-31 | Common Shares (8679) | Direct | |
| Employee Stock Option | $5.92 | 2023-07-31 | Common Shares (5401) | Direct | |
| Employee Stock Option | $32.50 | 2025-05-12 | Common Shares (10457) | Direct | |
| Employee Stock Option | $23.24 | 2026-02-02 | Common Shares (11006) | Direct | |
| Employee Stock Option | $29.48 | 2027-02-06 | Common Shares (8951) | Direct | |
| Employee Stock Option | $29.81 | 2028-02-05 | Common Shares (8768) | Direct | |
| Employee Stock Option | $27.01 | 2029-02-25 | Common Shares (11574) | Direct | |
| Restricted Stock Units | $ | Common Shares (4303) | Direct | ||
| Restricted Stock Units | $ | Common Shares (2306) | Direct | ||
| Restricted Stock Units | $ | Common Shares (6019) | Direct | ||
| Restricted Stock Units | $ | Common Shares (6104) | Direct | ||
| Restricted Stock Units | $ | Common Shares (10091) | Direct |
Footnotes
F1: This option vests in five equal annual installments beginning on July 31, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
F2: This option vested in three equal annual installments, on May 12, 2016, May 12, 2017 and May 12, 2018.
F3: This option vested in three equal annual installments, on February 2, 2017, February 2, 2018 and February 2, 2019.
F4: This option vested in three equal annual installments, on February 6, 2018, February 6, 2019 and February 6, 2020.
F5: This option vests in three equal annual installments beginning on February 5, 2019.
F6: This option vests in three equal annual installments beginning on February 25, 2020.
F7: This restricted stock unit grant vests in two equal installments on October 24, 2019 and October 24, 2021.
F8: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
F9: This restricted stock unit grant vests in three equal annual installments beginning on February 5, 2019.
F10: This restricted stock unit grant vests in three equal annual installments beginning on February 25, 2020.
F11: This restricted stock unit grant vests in three equal annual installments beginning on July 29, 2020.
F12: This restricted stock unit grant vests in three equal annual installments beginning on February 19, 2021.