Axalta Coating Systems Ltd. — Director's Dealing 2020

Nov 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2020-11-18

Reporting Person: MCLAUGHLIN ROBERT M (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-18	Common Shares	M	13763	$7.21	Acquired	70490	Direct
2020-11-18	Common Shares	M	19266	$8.88	Acquired	89756	Direct
2020-11-18	Common Shares	M	22019	$11.84	Acquired	111775	Direct
2020-11-18	Common Shares	S	35000	$28.36	Disposed	76775	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-18	Employee Stock Option	$7.21	M	13763	Disposed	2024-05-05	Common Shares (13763)	Direct
2020-11-18	Employee Stock Option	$8.88	M	19266	Disposed	2024-05-05	Common Shares (19266)	Direct
2020-11-18	Employee Stock Option	$11.84	M	22019	Disposed	2024-05-05	Common Shares (22019)	Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.27 to $28.41. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: This option vests in five equal annual installments beginning on May 5, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.