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Axalta Coating Systems Ltd. — Director's Dealing 2019
Feb 5, 2019
30907_dirs_2019-02-04_00017eb1-9986-45a8-8ce0-b35696c0565a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2019-01-31
Reporting Person: Markevich Steven R. (EVP & Pres., Trans. Coatings)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-31 | Common Shares | M | 11570 | — | Acquired | 172402 | Direct |
| 2019-02-01 | Common Shares | S | 5177 | $25.82 | Disposed | 167225 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-31 | Restricted Stock Units | $ | M | 11570 | Disposed | Common Shares (11570) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.
F3: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.
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