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Axalta Coating Systems Ltd. Director's Dealing 2019

Feb 5, 2019

30907_dirs_2019-02-05_58526d54-a9ac-4a98-9c86-4a9356be8c36.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2019-02-02

Reporting Person: Lannon Sean M. (SVP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-02 Common Shares M 2960 Acquired 14836 Direct
2019-02-05 Common Shares S 1583 $25.94 Disposed 13253 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-02 Restricted Stock Unit $ M 2960 Disposed Common Shares (2960) Direct

Footnotes

F1: Restricted stock units convert into common shares on a one-for-one basis.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F3: On February 2, 2016, the reporting person was granted 8,874 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.